Peter F. Waltz
Member
Peter Waltz is dedicated to helping clients achieve their objectives by employing a comprehensive, interdisciplinary approach to their legal and business challenges. He advises companies in all phases of the business cycle and provides on-going advice and counsel on day-to-day operational, business, and legal issues. Much of Peter’s practice focuses on securities compliance matters, including advising publicly reporting companies in transactional, governance, and disclosure matters, advising emerging growth companies on organizational and various forms of exempt offering financing matters, working with project and private fund sponsors in capital raising transactions and compliance matters, and, also advising regulated financial professionals including registered investment advisers.
Peter’s transactional, financial regulatory, and corporate finance practice has included serving as adviser to clients with respect to mergers and acquisitions and general corporate counseling. Peter also has significant experience in the preparation and negotiation of documents related to entity selection and formation, corporate structure, corporate governance, merger and acquisitions and commercial contract matters.
Peter’s practice also involves advising clients in the fintech space navigate complex federal and state regulatory frameworks in order to structure and operate the businesses. Peter utilizes his securities compliance, corporate and transactional background in the fintech arena and has represented clients before the Securities and Exchange Commission and the Financial Industry Regulatory Authority on matters including broker-dealer registration matters, securities offering platform compliance matters, and securities offering and compliance matters related to digital assets.
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- University of Denver Sturm College of Law, J.D., Order of St. Ives; Scholastic Excellence Award in International Law
- Colorado State University, B.A.
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Bar Admissions
Admitted to practice in CO only
- Colorado
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Court Admissions
- U.S. District Court, District of Colorado, 2005
- U.S. Court of Appeals, Tenth Circuit, 2005
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American Bar Association
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Colorado Bar Association
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Denver Bar Association
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Wall Street Blockchain Alliance Legal Working Group
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Rockies Venture Club
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Street Fraternity Inc., Board Member
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Aurora Public Schools Foundation, Board Member
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Areas of client focus
Dykema congratulates Tucker’s Farm Corporation on the close of its Series A funding for its medical…
Kate Bechen and Peter Waltz will serve as featured presenters at the Association of Corporate…
Proxy season is well on its way, and so are the unique challenges and considerations that creates.…
